Schedule I


Date of the Trigger Document as per the parties.

Date of Notice

Date of the Trigger document as per the CCI

CCI’s reason for penalty

Final order

General Electric’s acquisition of thermal power, renewable power and grid business of Alstom S A.

November 4, 2014

November 24, 2014

April 30, 2014

According to CCI, the 30-day period began from the day it notified the deal to the Indian Stock Exchanges.

CCI imposed a fine of INR 5 Crore on GE.

Formation of a JV named Warren Robotics Ltd. by Google Inc., Ethicon Endo-surgery Inc and Johnson and Johnson by acquisition of shares through a share purchase agreement entered on March 24, 2015 which was further amended on May 15, 2015.

May 15, 2015

June 5, 2015

March 24, 2015

According to CCI, the 30-day period would begin from the date of signing of the first binding agreement.

CCI imposed a penalty of INR 5 Lakhs.

Tesco Overseas Investments Limited’s acquisition of 50% of issued and paid-up equity share capital of Trent Hypermarket Limited

March 21, 2014

March 31, 2014

December 17, 2013

According to CCI, the 30-day period began from December 17, 2013, when Tesco sought the approval of the Department of Industrial Policy and Promotion, Ministry of Commerce & Industry and Foreign Investment and Promotion Board, Ministry of Finance for such investment in Trent Hypermarket Limited.

CCI imposed a penalty of INR 3 Crore.