FUNDS

Foreign Institutional Investors ("FIIs") were permitted to make portfolio investments in Indian companies for the first time in 1993 and we acted as the Indian counsel to the first fund set up to make investments in Indian securities. Since then, our practice has evolved to meet the changing needs of the fund industry. Our expertise spreads across various kinds of funds including sector specific funds like technology funds, infrastructure funds, multi-currency funds, debt funds, index-based funds, regional funds, funds looking at investing in varied stages of a company from seed-stage to late-stage, angel funds, to name a few. Our commitment to research and understanding of the global trends enables us to constantly bring new concepts such as UCITs, REITs, hedge funds, to the Indian fund industry and create structures anticipating future needs of our clients.

Our practice that caters to the fund industry focuses on:

    • Advising our clients on structuring the fund, this includes advise on business strategic issues such as determination of the hurdle rate, combining dollar-denominated and rupee- denominated hurdle rates in unified structures, structuring the carried interest, drafting the claw-back clause, sharing the carried interest with employees et al
    • Ensuring tax efficiency for our clients, this involves giving advise on selection of an appropriate tax favourable jurisdiction, taking into consideration the legal and tax regimes in such jurisdictions, like Mauritius, Cyprus, Luxembourg, Ireland, to name a few. We also coordinate with the overseas counsel
    • Advising our clients on an appropriate entity or vehicle for the fund such as pass-through trusts, limited liability partnerships, limited liability companies, protected cell companies. We take into consideration the objective of the fund and the impact of such entity or vehicle in the hands of the investors in their home jurisdiction
    • Representing our clients before the Indian Authority for Advance Rulings for obtaining a ruling on various issues, including whether or not the investment adviser in India could be regarded as a permanent establishment of the fund
    • Drafting of the fund documents for our clients, including the charter documents for the fund entity, the private placement memorandum, the investment management agreement, the investment advisory agreement, and other such documents.
    • Advising our clients the local registration requirements with the Securities Exchange Board of India, or other regulatory authorities if so required

Practice Statements:

Research Paper:

Other allied material:

  • Nishith Desai was invited to be part of the Sebi constituted committee to recommend amendments to the Sebi (Venture Capital) regulations, 1996 for regulating domestic venture capital funds. Please visit Sebi's site: www.sebi.gov.in for further details.

Contact details: For further information and / or suggestions, please contact Siddharth Shah
Email: siddharth@nishithdesai.com